IS
NATURALISM RATIONAL?
THE
SELF-DEFEATING EPISTEMOLOGY BEHIND EVOLUTIONARY THEORIES OF COGNITION
No
matter how contentious an intellectual debate may appear, both parties agree on
at least one thing. They both
assume that rationality, if properly used, leads to true conclusions. The laws of identity,
non-contradiction, and excluded middle, for example, accurately describe
reality. If human perceptions about these basic
truths were incorrect, then it would be impossible to reason to any conclusion.
Theists
argue that this necessary presupposition is incompatible with a naturalistic
worldview. If naturalism is true
then rationality is not reliable,
undercutting all beliefs including acceptance of naturalism itself. Arguments of this genre are coined
“arguments from reason.”
C.S. Lewis’ Argument from Reason
C.S.
Lewis advanced an argument from reason that can very generally be summarized as
follows:
(1) If adherence to a worldview makes it impossible to believe that
rational thinking is reliable, that worldview should be rejected.
(2) A naturalistic worldview makes it impossible to believe that rational
thinking is reliable.
(3) Therefore, a naturalistic worldview should be rejected.
Premise
(1) is uncontroversial. “A theory
which explained everything else in the whole universe but which made it
impossible to believe that our thinking was valid, would be utterly out of
court. For that theory would
itself have been reached by thinking, and if thinking is not valid that theory
would, of course, be itself demolished.”
Premise
(2) is the heart of Lewis’ argument which he supports with a sub-argument:
(2.1) Rational thinking is reliable only if it is based upon recognizing
ground-consequent relationships.
(2.2) If two things are related by cause-effect, they are not also
related by ground-consequent.
(2.3) According to naturalism, all phenomena are explained only on a
cause-effect basis.
(2.4) The category of “all” phenomena includes rational thinking.
(2.5) Naturalism requires that rational thinking be based upon
cause-effect relationships rather than ground-consequent relationships.
(2.6) Therefore, a naturalistic worldview makes it impossible to believe
that rational thinking is reliable.
Lewis’
argument hinges on his distinction between cause-effect and ground-consequent
relationships.
We can say,
‘Grandfather is ill today because he
ate lobster yesterday.’ We can
also say, ‘Grandfather must be ill today because
he hasn’t got up yet (and we know he is an invariably early riser when he is
well).’ In the first sentence because indicates the relation of Cause
and Effect: The eating made him ill.
In the second, it indicates the relation of what logicians call Ground
and Consequent. The old man’s late
rising is not the cause of his disorder but the reason why we believe him to be
disordered.
Rationality depends upon premises being seen as grounds for a consequent
conclusion (2.1). But if “causes
fully account for a belief, then, since causes work inevitably, the belief
would have had to arise whether it had grounds or not” (2.2). If naturalism is true
“every event in Nature must be connected with previous events in the Cause and
Effect relation” (2.3). Acts of thinking are “events in Nature”
(2.4). Therefore, according to naturalism
they also must be explained by previous events on a cause-effect basis (2.5). The conclusion (2.6) therefore follows
from (2.1) and (2.5).
Lewis’
argument has not been without its critics. Erik J. Wielenberg challenges Lewis’
premise that naturalism must explain rationality only on a cause-effect basis. He argues that because evolutionary
theory predicts human reasoning will be incapable of explaining rationality,
that outcome cannot be used as evidence against it.
Weilenberg relies upon Colin McGinn’s “New
Mysterianism.” According to
McGinn, human intelligence “is an evolutionary contrivance, designed with
purposes far removed from the solution of profound philosophical problems, and
it is not terribly surprising if it lacks the tools to crack every problem.” Weilenberg claims the theist uses this
same approach to answer the problem of evil by arguing a finite human mind
should not be expected to fully comprehend the infinite divine mind.
Weilenberg’s parallel, though, fails. The theistic argument against evil
claims that strong non-propositional evidence for the existence of the theistic
God overwhelms the evidence from evil against him. The alleged parallel is that
non-propositional evidence for the existence of truth-guided rationality
overwhelms the evidence from naturalism against it. The naturalist’s version, though, unlike the theist’s,
contains “a double presupposition.”
In claiming to believe that
non-propositional evidence for accurate reasoning abilities counts as “evidence”
at all, the naturalist must presuppose (1) that human belief-forming mechanisms
are designed to promote the formation of accurate beliefs and (2) that these
mechanisms do in fact generate true beliefs. Only then is the naturalist justified in trusting a belief in the non-propositional evidence
for reliable rationality. But “the reflective naturalist will
doubt both of these” because, as
Lewis and Plantinga illustrate,
a naturalistic worldview cannot support the conclusion that rationality
promotes true beliefs, including a belief in non-propositional evidence.
Some
critics claim that creatures with reliable cognitive abilities hold a survival
advantage over those whose reasoning is unreliable. Therefore, over time natural selection will lead reliable
faculties to predominate society.
First, “some creatures are able to survive and procreate
without any beliefs whatsoever.
What is required for survival is effective response to the environment,
not accurate knowledge of that environment.”
Second,
the “mere presence of survival value does not guarantee that we really have a
naturalistic explanation on our hands.
The item possessing the survival value must be physically realizable.” Lewis never claimed natural selection
could not promote the survival of accurate reasoning abilities once they
existed but rather that naturalism has no way to account for their coming into
being initially.
Third, even if inaccurate rationality was wholly
unfavorable toward survival, natural selection would not necessarily weed it
out. The same gene may influence
both a favorable and an unfavorable trait. The unfavorable trait survives despite
its disadvantages because it is “linked” to a more advantageous one. Even if accurate reasoning abilities
promote survival (and human cognitive abilities have proven over time to be
favored by natural selection), that does not mean those abilities are reliable.
Inaccurate abilities may have survived because they were linked to something
more advantageous.
In response to Lewis, John Beversluis claims the act of
drawing an inference is not a form of knowledge. Logical rules are true without any need for further
justification as to why they are
true.
First, Beversluis is clearly mistaken that drawing an
inference is not an act of knowing.
When people reason “If p then q, p,
therefore q,” they are not simply
stating that it will hold true in the particular case before them. Rather they believe that this inference
(modus ponens) will hold true in the future as well and in all possible
worlds. This is clearly
“knowledge” of reality.
Second, Beversluis confuses ontology with
epistemology. He is correct that
modus ponens is ontologically true without any need for further
explanation. However, the key
question is how people may know it to
be true. That is a matter of
epistemology. If naturalism is
true, all events are the result of preceding efficient causes. The mental act of knowing modus ponens
to be true in this and all possible worlds is no different.
Alvin Plantinga’s Argument from Proper
Function
Alvin
Plantinga advances two separate arguments against Naturalism that bear some
resemblance to Lewis’. Like Lewis,
Plantinga’s argument from proper function begins with a necessary assumption
about cognitive abilities. Whereas
Lewis assumes the reliability of rationality, Plantinga presupposes a standard
of “proper functioning.”
Not
all beliefs can be logically proven.
Any syllogism must begin with premises. If a skeptic questions the truth
of a premise, a new syllogism may be formulated to support it. But the premises of this new syllogism
may be similarly challenged, as could those of any subsequent argument, ad
infinitum. Eventually, some
premise (or premises) must be presupposed in order for logical reasoning to
begin.
Not all presuppositions are equal. According to Plantinga, some beliefs
have “warrant,” even if they cannot be affirmatively proven. Warranted beliefs can serve as starting
presuppositions. A belief B can have warrant for an individual if
and only if
(1) the cognitive
faculties involved in the production of B
are functioning properly… ; (2) your cognitive environment is sufficiently
similar to the one for which your cognitive faculties are designed; (3) the
triple of the design plan governing the production of the belief in question
involves, as purpose or function, the production of true beliefs … ; and (4)
the design plan is a good one: that is, there is a high statistical or
objective probability that a belief produced in accordance with the relevant
segment of the design plan in that sort of environment is true.
Plantinga’s definition of “warrant” assumes that human
cognitive faculties have a “proper function.” From this he constructs his argument against naturalism:
(4) If organisms have a
proper function, they must have a design plan.
(5) If organisms have a design plan, they must have been designed by a
rational being.
(6) Thus, if organisms have a proper function, they must have been
designed by a rational being.
(7) Organisms have a proper function.
(8) Therefore, organisms must have been designed by a rational being.
Plantinga
demonstrates how this reasoning renders naturalism inconsistent:
(9) Naturalism requires the belief that organisms have a proper function.
(10) A belief in the proper function of organisms logically requires the
belief that they were designed by a rational being.
(11) Naturalism also includes the belief that nothing was designed by a
rational being.
(12) Any worldview that is logically required to hold contradictory
beliefs should be rejected.
(13) Naturalism is logically required to hold contradictory beliefs.
(14) Therefore, naturalism should be rejected.
To
assert that someone’s mental faculties are not functioning properly is to imply
the existence of a standard of “proper function” by which all functions are
measured. This is not limited to
cognitive abilities. It equally
applies to physical organs.
We think a hawk’s
heart that beats only twenty-five time a minute is not functioning properly,
that AIDS damages the immune system and makes it function poorly, that multiple
sclerosis causes the immune system to malfunction in such a way that white
blood cells attack the nervous system, and that the purpose or function of the
heart is to pump blood, not to make that thumpa-thumpa sound… thinking in these
terms is natural and apparently unavoidable for human beings.
The difficulty arises when people attempt to define the
“proper” function of an organism as opposed to an artifact. An artifact (such as a clock) is
functioning properly when it is functioning as its creator (the clockmaker)
intended. From a theistic
worldview an organism is similarly functioning properly when it is functioning
as its creator (God) intended. However, from a naturalistic perspective
there is no intelligent “creator” to whom to refer for proper function.
Most “of the disciplines falling under biology,
psychology, sociology, economics, and the like … essentially involve the
notions of proper function, damage, malfunction, purpose, design plan, and
others of that family.” So the concept of “proper function” is
critical to a naturalist.
According to Plantinga, the notion of an organism having a proper
function assumes the existence of a design plan. But the existence of a design plan also appears to require a
rational being to create the plan. Plantinga, like Lewis, concludes that
naturalism is inconsistent with its own necessary presuppositions.
Several criticisms have been launched against
Plantinga’s argument, all of which commit equivocation, using “function” to
mean one thing when applied to artifacts but something else entirely when
referring to organisms. Only
theism provides a consistent definition.
For example, John L. Pollack proposes that (when applied
to an organism) proper function is the way something “normally works;” i.e.,
the statistically most probable manner for it to function. However, merely acting contrary to the
majority does not make a function improper.
The vast majority of
sperm don’t manage to fertilize an egg; the lucky few that do can’t properly be
accused of failure to function properly, on the grounds that they do things not
done by their colleagues. Most
baby turtles never reach adulthood; those that do are not on that account
dysfunctional.
Obviously, statistical predominance cannot define proper function.
John
Bigelow and Robert Pargetter suggest that the proper function of a character
within an organism is the propensity of that character to instill a survival
advantage within an otherwise healthy system. If another organ within an
interconnected system malfunctions such that the character in question no
longer promotes survival, it is still functioning properly because “it would
enhance survival if the other organs were performing as they do in healthy
individuals.”
Bigelow and Pargetter’s argument is circular. The proper functioning of any one
element of a system is defined in terms of the proper functioning of the
remaining elements of the system.
However, whether those elements are functioning properly depends on the
proper functioning of all other elements, including the original element under
consideration.
Bigelow and Pargetter also “overlook systems or organs
whose function is damage control or repair (healing, for example) or troubleshooting; these systems properly
come into play only when there is loss
of proper or healthful function elsewhere.” The “natural habitat” for these systems
would be when they are surrounded by unhealthy
organs.
Alvin Plantinga’s Evolutionary Argument Against
Naturalism
Plantinga
also formulated an “Evolutionary Argument Against Naturalism” as follows:
(15) If both naturalism and evolution are true, then human cognitive
faculties are the result of blind mechanisms such as natural selection.
(16) Natural selection selects for survival-related behaviors, not
necessarily true beliefs (except to the extent belief is “appropriately related
to behavior”).
(17) If evolutionary naturalism is true, then the primary function of
human cognitive abilities is to promote survival-related behaviors, not
necessarily the production of true beliefs.
(18) Given that it is not natural selection’s primary function, the
probability of evolutionary naturalism producing cognitive faculties that lead
to true beliefs is low or inscrutable.
(19) One of the allegedly true beliefs held by the naturalist is a belief
in metaphysical naturalism itself.
(20) Therefore, “the devotee of [evolutionary naturalism] has a defeater
for any belief he holds, and a stronger defeater for [evolutionary naturalism]
itself.”
Plantinga’s
second argument has more in common with Lewis than his first. While they take slightly different
paths, both arguments demonstrate that if human cognitive reasoning is the
result of evolutionary naturalism, it cannot be trusted to yield truth. Because of their commonalities, similar
objections are advanced to both.
One
such objection is launched at (16) and (17). Plantinga and Lewis both assume an either/or proposition;
i.e., either natural selection favors
survival or it favors truth. Critics
claim that the two go hand in hand, with the generation of true beliefs
promoting survival and fitness. Plantinga responds by explaining that
the probability of an evolutionary process producing true beliefs is low or inscrutable.
Survival
depends upon behavior, not beliefs.
An organism can believe that something will promote its survival, but
unless it actually behaves in an adaptive manner it will not survive. The criticism, therefore, is only sound
if true beliefs lead to adaptive behavior. Plantinga lays out five possibilities:
(i) There may be no connection between beliefs and behavior.
(ii) Beliefs may be the effects, rather than the cause of behavior.
(iii) Beliefs may be causally related to behavior via their syntax, not
their content (as someone’s voice may break glass due to the sound itself, not
the words being sung).
(iv) Beliefs may be causally related to behavior both syntactically and
semantically, but maladaptive.
(v) Beliefs may be causally related to behavior and adaptive.
The last possibility is that advanced by naturalists. On
any of the other four, natural selection would not necessarily produce true
beliefs. Even under (v) it
is still improbable that beliefs are true. This is because beliefs do not
causally produce
behavior by themselves; it is
beliefs, desires, and other things that do so together. Suppose we oversimplify a bit and say
that my behavior is a causal product of just my beliefs and desires. Then the problem is that clearly there
will be any number of different
patterns of belief and desire that would issue in the same action; and among
those there will be many in which the beliefs are wildly false.
Taking into account all possibilities, the probability of evolution
producing an accurate belief forming mechanism is low or inscrutable.
In
response, William Alston suggests that even if belief in evolutionary
naturalism casts doubt upon reliable rationality, the great deal of basic
warrant enjoyed by the latter will vastly outweigh any defeating tendency of
the former. But Alston misconstrues the nature of a
defeater. Defeaterhood “has to do
with what the design plan requires, once
you acquire a new belief; it does not have to do with the rationality, for
you, of this new belief.” There is no calculus of warrants. If
you hold belief a (regardless of
whether a itself is rational), it
becomes irrational for you to simultaneously hold belief b if one of the entailments of a
is that b is not true.
[G]iven that I
believe that my head is made of glass, what changes in my noetic structure are
required by proper function? Well,
one thing that will occur (if the defeater system is functioning properly), is
that I will no longer believe that my head is made of flesh and bone.
Similarly, given that a person believes in evolutionary naturalism, the
entailments of that belief invalidate any acceptance of reliable rationality. Relative “weights” are irrelevant. The issue is one of internal
consistency within a worldview.
Conclusion
Naturalistic phenomena are related to each other only on
a cause-effect basis. Human
reasoning abilities must have a “proper function.” The survival-related behaviors preferred by natural
selection are unlikely to be associated with true belief forming mechanisms. As C.S. Lewis and Alvin Plantinga
demonstrate, any of these factors, when taken to their logical conclusion,
demonstrate the irrationality of a worldview based upon evolutionary
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